2 Comments

  1. Carol Daniels
    March 2, 2013 @ 1:59 pm

    And these are the same folks that want Social Security to “go private” so that they can broker all the contributions TO S.S.? WHOA, indeed, on all counts. Small investors will always be hurt by this system, whether for themselves, or part of a larger investment pool. They say, in fact, “Just give us your money” and “No questions asked (by the investor)”

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  2. Charles Schwab Corporation responds to Public Citizen petition « CitizenVox
    November 15, 2013 @ 10:51 am

    […] statement also references Schwab’s dispute with the Financial Industry Regulatory Authority (FINRA). FINRA, a banking industry self-regulatory body, has rules to prevent brokerage firms like […]

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